Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Richard Kendrick is a financial advisor with over 35 years of experience in the industry. Thomas is currently registered with Keefe, Bruyette & Woods, Inc. and Stifel, Nicolaus & Company, Inc. Thomas has a wide range of experience in the industry and is well-equipped to help clients with their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
02/15/2013 - Present
Keefe, Bruyette & Woods, Inc. (ST. LOUIS MO)
MO
05/28/1998 - 09/22/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NC
08/25/1995 - 06/25/1996
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NJ
04/19/1989 - 03/01/1995
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
10/03/1983 - 03/31/1989
L. F. ROTHSCHILD & CO. INCORPORATED
NA
03/23/1981 - 02/08/1983
KIDDER, PEABODY & CO. INCORPORATED
BC
Issued 03/17/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Kendrick is the right advisor for you? Invested Better is here to help.
