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Thomas Richard Johnson

Vanguard Advisers, Inc.

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About Thomas Richard Johnson

Thomas Johnson is a registered investment advisor representative with Vanguard Advisers, Inc.. Thomas has been in the industry since 2011 and is licensed in Arizona and Texas. Thomas specializes in providing financial planning, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles. Thomas is also registered as a securities representative and holds the Series 6, 7, 24 and 65 licenses, as well as the SIE.

Firm Information

Thomas Johnson is currently registered with Vanguard Advisers, Inc.. Vanguard Advisers, Inc. is a registered investment advisor headquartered in Malvern, Pennsylvania. With a focus on portfolio management for individuals, businesses, and pooled investment vehicles, the firm offers comprehensive financial planning services and specializes in selecting other advisors. Vanguard Advisers manages over $333 billion in assets for clients, including high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. The firm has a strong online presence, with active profiles on LinkedIn, Facebook, Instagram, YouTube, Reddit, and Twitter.
Vanguard Advisers, Inc.

100 VANGUARD BLVD

MALVERN, PA 19355

$333.07B

Assets Under Management

151,862

Total Clients

2,326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Johnson’s Registration & Firm History

AZ

04/20/2017 - Present

Vanguard Advisers, Inc. (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 04/07/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/20/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/20/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2017

Series 7 - General Securities Representative Examination

BC

Issued 07/11/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Richard Johnson.
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