Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hulick is a financial advisor registered with Wells Fargo Clearing Services, LLC. Thomas has been in the financial services industry since 1989. He holds a Series 7, Series 22, Series 24, Series 3 and Series 63 licenses. He also holds a Series 65 license and is registered as an Investment Advisor Representative in Illinois and Texas. Thomas has previously worked with J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Blaylock & Partners, L.P., Banc of America Securities LLC, Montgomery Securities, Bear, Stearns & Co. Inc., L. F. Rothschild & Co. Incorporated, and Cralin & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/02/2023 - Present
Wells Fargo Clearing Services, LLC (CHICAGO IL)
IL
10/03/2008 - 04/19/2011
J.P. MORGAN SECURITIES LLC (WINNETKA IL)
IL
09/17/2008 - 10/06/2008
J.P. MORGAN SECURITIES INC. (WINNETKA IL)
IL
08/20/2004 - 08/07/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
NY
04/22/2003 - 04/02/2004
BLAYLOCK & PARTNERS, L.P. (NEW YORK NY)
NY
10/01/1997 - 11/25/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
07/22/1992 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
10/21/1987 - 10/12/1989
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
11/06/1985 - 11/10/1987
L. F. ROTHSCHILD & CO. INCORPORATED
NA
02/03/1984 - 04/08/1985
CRALIN & CO., INC.
IA
Issued 10/10/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1992
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1986
Series 3 - National Commodity Futures Examination
BC
Issued 02/02/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Hulick is the right advisor for you? Invested Better is here to help.
