Unclaimed
Thomas Griebel is a financial advisor at Thrivent Investment Management Inc. Thomas has been in the financial industry since 1987. Thomas is registered with the state of Wisconsin. Thomas specializes in Financial Planning and Portfolio Management for Individuals. Thomas is also registered with the Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7) and Investment Company Products/Variable Contracts Representative Examination (Series 6) for broker-dealer registration. Thomas is also registered with the Uniform Combined State Law Examination (Series 66) for Investment Advisor registration. Thomas has been registered with Lutheran Brotherhood Securities Corp. and AAL Capital Management Corporation in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
10/03/2006 - Present
Thrivent Investment Management Inc. (CHIPPEWA FALLS WI)
MN
09/14/1999 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
MN
06/09/1987 - 07/29/1999
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
BOTH
Issued 03/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/21/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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