Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Delaney is a financial advisor with Kestra Advisory Services, LLC in Austin, Texas. Thomas has been in the financial services industry since 1994. Thomas holds a variety of licenses and certifications, including Series 7, 63, 66, 10, 9, 24, 4, 27, 53, 14, 52TO, 79TO, 82TO, and 99TO. Thomas is a seasoned professional and has previously worked with a variety of firms including First Command Brokerage Services, Inc. and Penson Financial Services, Inc. Thomas is committed to providing clients with personalized financial advice and planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
04/25/2023 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
TX
05/18/2011 - 01/04/2023
FIRST COMMAND BROKERAGE SERVICES, INC. (FORT WORTH TX)
TX
05/17/2007 - 05/03/2011
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
CA
02/20/2002 - 05/01/2007
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
IL
11/01/2001 - 02/19/2002
WEB STREET SECURITIES, INC. (DEERFIELD IL)
NJ
08/30/1995 - 02/19/2002
E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)
NE
03/21/1994 - 08/14/1995
WATERHOUSE SECURITIES, INC. (OMAHA NE)
CO
05/14/1992 - 07/27/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 08/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/05/2008
Series 14 - Compliance Officer Examination
BC
Issued 04/30/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/28/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/04/1996
Series 4 - Registered Options Principal Examination
BC
Issued 08/13/1996
Series 24 - General Securities Principal Examination
BC
Issued 03/17/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/24/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 04/24/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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