Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Brown has been in the financial services industry since 1982. Thomas is a CERTIFIED FINANCIAL PLANNER™ professional who has been registered with Cetera Investment Advisers LLC since August 2023. Prior to that, Thomas was registered with Securian Financial Services, Inc. from June 1991 to August 2023. Thomas is registered in 24 states and has Series 7 and 63 licenses. Thomas is a financial advisor that helps individuals and businesses with financial planning, portfolio management and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
08/10/2023 - Present
Cetera Investment Advisers LLC (RIVER FALLS WI)
WI
06/05/1991 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (River Falls WI)
WI
09/21/1988 - 10/18/2021
CRI SECURITIES, LLC (River Falls WI)
NA
09/09/1983 - 09/21/1988
CONSOLIDATED RESOURCES, INC.
NA
03/02/1982 - 09/14/1983
FDI SECURITIES, INC.
BC
Issued 03/19/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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