Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ricardo Griffin is a financial professional who has been active in the industry since January 18, 2019. Thomas is currently registered with Amundi Distributor US, Inc. Thomas holds the Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/19/2019 - Present
Amundi Distributor US, Inc. (Durham NC)
BC
Issued 01/22/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2019
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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