Unclaimed
Thomas Rex Gearhart is a financial professional with over 35 years of experience in the industry. Thomas is currently registered with Northwestern Mutual Investment Services, LLC, serving clients from their Marion, IN branch office. Prior to joining Northwestern Mutual, Thomas was with Robert W. Baird & Co. Incorporated for a number of years. Thomas holds a Series 6, Series 26 and Series 63 license. Thomas is also registered in 24 states and holds the SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
IN
11/12/1987 - Present
Northwestern Mutual Investment Services, LLC (MARION IN)
WI
05/06/1988 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 07/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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