Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Rennegarbe is a financial advisor with LPL Financial LLC. Thomas has been in the financial industry since 1999 and has a broad range of experience, having previously worked for FIFTH THIRD SECURITIES, INC., THE O.N. EQUITY SALES COMPANY, TD WATERHOUSE INVESTOR SERVICES, INC., and DEAN WITTER REYNOLDS INC. Thomas is registered as a securities representative and investment adviser in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
09/17/2021 - Present
LPL Financial LLC (WALTON KY)
OH
08/28/2013 - 09/16/2021
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
02/13/2002 - 08/28/2013
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
NE
05/17/1999 - 08/22/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
10/20/1998 - 05/26/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 07/31/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/30/2005
Series 4 - Registered Options Principal Examination
BC
Issued 04/29/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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