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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Reilly Riordan is an active investment advisor representative registered with Wells Fargo Advisors Financial Network, LLC since June 2023. Thomas has over 23 years of experience in the securities industry. Thomas has been licensed in 18 states and has passed the Series 7, Series 63, Series 65, and SIE exams. Prior to joining Wells Fargo Advisors Financial Network, LLC Thomas was previously registered with WELLS FARGO CLEARING SERVICES, LLC, CHASE INVESTMENT SERVICES CORP., WAMU INVESTMENTS, INC., DIME SECURITIES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, and J.W. BARCLAY & CO., INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/05/2023 - Present
Wells Fargo Advisors Financial Network, LLC (PEARL RIVER NY)
NJ
01/29/2010 - 06/05/2023
WELLS FARGO CLEARING SERVICES, LLC (PARAMUS NJ)
NY
05/02/2009 - 02/02/2010
CHASE INVESTMENT SERVICES CORP. (HARRISON NY)
NY
05/01/2002 - 05/02/2009
WAMU INVESTMENTS, INC. (HARRISON NY)
NY
06/08/2001 - 05/01/2002
DIME SECURITIES, INC. (BROOKLYN NY)
MN
04/14/1999 - 03/10/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/14/1999 - 03/10/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
02/01/1999 - 03/24/1999
J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)
IA
Issued 05/08/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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