Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Horwat is an investment advisor representative who has been in the industry since 1994. Thomas has held various roles at several firms, including BPU Investment Management Inc., Mid Atlantic Capital Corporation, and Mutual of America Life Insurance Company. Thomas currently works at Lion Street Advisors, LLC, a firm with over 141 investment advisor representatives. The firm provides financial planning, pension consulting, and selection of other advisers to a variety of clients, including individuals, corporations, and pension plans. Thomas has a strong background in securities and has passed the Series 6, 7, 31, 63, and 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
03/15/2019 - Present
Lion Street Advisors, LLC (Pittsburgh PA)
PA
08/30/2016 - 03/15/2019
BPU INVESTMENT MANAGEMENT INC. (Pittsburgh PA)
PA
10/21/2009 - 08/29/2016
MID ATLANTIC CAPITAL CORPORATION (PITTSBURGH PA)
PA
09/25/2007 - 08/03/2009
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (PITTSBURGH PA)
PA
09/25/2007 - 08/03/2009
MUTUAL OF AMERICA SECURITIES CORPORATION (PITTSBURGH PA)
PA
07/05/2005 - 08/01/2007
NATIONAL PLANNING CORPORATION (MONROEVILLE PA)
CA
03/07/2003 - 07/07/2005
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
11/21/2001 - 01/21/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
PA
08/28/1998 - 07/06/2001
PNC BROKERAGE CORP (PITTSBURGH PA)
IN
06/24/1994 - 12/12/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
06/24/1994 - 12/12/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MA
02/14/1994 - 06/15/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/14/1994 - 06/15/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 02/01/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/11/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Horwat is the right advisor for you? Invested Better is here to help.
