Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Owens is an investment advisor representative at Garde Capital, Inc., a firm with approximately $1 billion to $10 billion in assets under management. Thomas has been in the industry since 1990. Thomas has a Series 3, 6, 7, 63, and 65 license and specializes in providing financial planning, portfolio management, educational seminars, selection of other advisers, publication of periodicals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
08/28/2009 - Present
Garde Capital, Inc. (SEATTLE WA)
WA
02/07/2003 - 09/15/2009
UBS FINANCIAL SERVICES INC. (SEATTLE WA)
NY
05/27/1994 - 02/20/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 06/08/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
11/05/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 05/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/1990
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1990
Series 7 - General Securities Representative Examination
BC
Issued 06/21/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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