Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Reese Newbrey is a financial advisor at LPL Financial LLC, where Thomas has been employed since January 2009. Thomas has been working in the financial services industry since June 1990. Thomas holds both Series 63 and 65 licenses as well as Series 7 and SIE registrations. Thomas is registered with the state of North Carolina as an Investment Advisor Representative (IAR) and has additional registration in Texas as a Resident IAR.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
03/25/2021 - Present
LPL Financial LLC (CHARLOTTE NC)
NC
01/20/2006 - 02/05/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
01/18/1991 - 02/09/2006
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
NY
05/03/1990 - 09/18/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
CO
02/13/1990 - 04/30/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 05/04/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Newbrey is the right advisor for you? Invested Better is here to help.
