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Thomas Reckley

First Trust Portfolios LP

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About Thomas Reckley

Thomas Reckley is a financial advisor associated with First Trust Portfolios LP. Thomas has been in the securities industry since September 28, 2020 and is registered with FINRA and the state of Illinois. Thomas holds the Series 7TO, SIE, Series 24, and Series 63 licenses. The address for this firm is 120 E. Liberty Drive, Suite 400, Wheaton, Illinois 60187.

Firm Information

Thomas Reckley is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Reckley’s Registration & Firm History

IL

09/29/2020 - Present

First Trust Portfolios LP (WHEATON IL)

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Licenses & Designations

BC

Issued 01/21/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/22/2021

Series 24 - General Securities Principal Examination

BC

Issued 09/29/2020

Series 7TO - General Securities Representative Examination

BC

Issued 09/09/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Reckley.
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