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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Platt is a registered investment advisor representative with Connors Investor Services Inc. Thomas has been in the financial services industry for over 30 years and has experience working with a variety of clients, including individuals, families, trusts, estates, businesses, and institutions. Thomas is a Registered Representative and a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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FL
03/10/2015 - Present
Connors Investor Services Inc. (NAPLES FL)
SD
11/09/2015 - 06/23/2017
VARIABLE INVESTMENT ADVISORS, INC. (TEA SD)
SD
06/05/2013 - 11/18/2013
VARIABLE INVESTMENT ADVISORS, INC. (TEA SD)
CA
11/05/2009 - 06/15/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
NY
06/12/2007 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)
MA
03/06/2002 - 05/07/2007
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
ME
05/08/2000 - 01/18/2002
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
FL
09/13/1996 - 05/04/2000
LPM INVESTMENT SERVICES, INC (PALM BEACH FL)
GA
04/29/1996 - 04/25/1997
PILOT FUNDS DISTRIBUTORS, INC. (ATLANTA GA)
ME
04/04/1996 - 08/13/1996
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
OH
12/07/1994 - 04/26/1996
ONE GROUP SERVICES COMPANY (THE) (BROOKLYN OH)
CA
07/08/1994 - 09/27/1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
VA
07/08/1992 - 06/29/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
MA
11/21/1990 - 08/10/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
11/21/1990 - 08/10/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 12/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/23/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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