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Thomas Raymond Dauterman

Santander US Capital Markets LLC

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About Thomas Raymond Dauterman

Thomas Raymond Dauterman is a financial professional with over 20 years of experience in the industry. Currently, Thomas is registered with Santander US Capital Markets LLC, a firm with a strong reputation in the financial services industry. Previously, Thomas worked at Santander Investment Securities Inc. and Santander Central Hispano Investment Securities Inc. Thomas has a solid educational background, having passed the General Securities Principal Examination, the Securities Industry Essentials Examination, the Research Analyst Exam - Part II Regulations Module, and the General Securities Representative Examination. Thomas’s expertise and experience make him a valuable resource for investors seeking financial guidance.

Firm Information

Thomas Dauterman is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Dauterman’s Registration & Firm History

NY

02/06/2023 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

08/23/2005 - 02/06/2023

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

01/30/2002 - 10/10/2003

SANTANDER CENTRAL HISPANO INVESTMENT SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/11/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/11/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/29/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Raymond Dauterman.
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