Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Biggs is an investment advisor representative with Western International Securities, Inc. He is based in Roseville, California. Thomas has been in the securities industry since February 20, 1985. He is registered in Arizona, California, Hawaii, and Minnesota. He holds the Series 3, 7, 24, 63, and 65 licenses. Thomas specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and institutions. He is also a registered representative of Western International Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/13/2019 - Present
Western International Securities, Inc. (Roseville CA)
CA
12/23/2013 - 02/11/2014
GBS FINANCIAL CORP. (SANTA ROSA CA)
CA
12/20/2002 - 12/13/2013
GBS FINANCIAL CORP. (SACRAMENTO CA)
CA
05/21/1997 - 01/02/2003
RIDGEWAY HELMS SECURITIES CORPORATION (SAN FRANCISCO CA)
NY
10/30/1992 - 05/22/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/11/1988 - 11/04/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/15/1988 - 05/05/1988
SHEARSON LEHMAN HUTTON INC.
NA
02/21/1985 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 07/28/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1991
Series 3 - National Commodity Futures Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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