Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ray Tucker is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Thomas has been in the securities industry since December 1998. Thomas has a strong background in financial planning and portfolio management. Thomas has experience working with high-net-worth individuals, corporations, and institutions. Thomas is also registered as an Investment Advisor Representative. Thomas holds the Series 6, 7, 63 and 66 licenses and the SIE exam. Prior to joining Merrill Lynch, Thomas worked at State Street Global Markets, LLC. Thomas also has previous experience at Russell Fund Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
02/04/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CAMBRIDGE MA)
MA
02/28/2002 - 02/06/2012
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
WA
08/13/1997 - 03/01/2002
RUSSELL FUND DISTRIBUTORS, INC. (SEATTLE WA)
BOTH
Issued 03/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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