Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ray Hart has been a financial advisor for over 23 years and currently holds a Series 6 license. Thomas is registered with Anico Financial Services, Inc. in the state of Texas. His previous experience includes working with Securities Management & Research, Inc., OneAmerica Securities, Inc., MML Investors Services, Inc., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, NYLIFE Securities Inc., and Nationwide Advisory Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/25/2024 - Present
Anico Financial Services, Inc. (GALVESTON TX)
OH
09/27/2007 - 12/31/2023
SECURITIES MANAGEMENT & RESEARCH, INC. (SPRINGBORO OH)
OH
07/22/2005 - 08/22/2007
ONEAMERICA SECURITIES, INC. (SPRINGBORO OH)
MA
10/23/2003 - 07/13/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IN
10/09/2001 - 10/09/2003
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
10/09/2001 - 10/09/2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
06/21/2000 - 10/02/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
OH
11/20/1998 - 06/19/2000
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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