Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ray Geving is a financial advisor registered with LPL Financial LLC. Thomas is located in Oxford, MI and has been in the financial industry since August 1999. Thomas is also registered with the state of Michigan for both Securities and Investment Advisory services. Thomas has previous experience working with Comerica Securities and Paine Webber Incorporated. Thomas has obtained the Series 63, 65, 7, and SIE licenses. Thomas specializes in the following areas: investment clubs, charitable organizations, high net worth individuals, pension and profit sharing plans, corporations or other businesses, and individuals other than high net worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
05/29/2012 - Present
LPL Financial LLC (OXFORD MI)
MI
09/08/2000 - 05/25/2012
COMERICA SECURITIES (GROSSE POINTE WOODS MI)
NJ
08/20/1999 - 09/13/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 07/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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