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Thomas Ray Cornwell

ST. Bernard Financial Services, Inc.

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About Thomas Ray Cornwell

Thomas Cornwell is a financial professional with over 25 years of experience in the financial services industry. Thomas is currently registered with St. Bernard Financial Services, Inc. in Arkansas and has held previous registrations with firms like Washington Square Securities, Inc., Fortis Investors, Inc., and American General Securities Incorporated. Thomas holds the Series 6, Series 63, and SIE licenses and specializes in providing portfolio management services for individuals and businesses.

Firm Information

Thomas Cornwell is currently registered with ST. Bernard Financial Services, Inc.. ST. Bernard Financial Services, Inc. is a Corporation that was formed on March 24, 1994, and is headquartered in RUSSELLVILLE, AR. The firm provides investment advisory services to individuals and businesses. They specialize in portfolio management and offer educational seminars. They are registered with the SEC and in 46 states. ST. Bernard Financial Services, Inc. manages approximately $130,472,570 in regulatory assets for 841 clients.
ST. Bernard Financial Services, Inc.

1609 WEST MAIN ST

RUSSELLVILLE, AR 72801

$130.47M

Assets Under Management

Not reported

Total Clients

96

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Cornwell’s Registration & Firm History

AR

07/31/2003 - Present

ST. Bernard Financial Services, Inc. (RUSSELLVILLE AR)

CT

06/11/1998 - 06/06/2003

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

MN

01/01/1996 - 06/18/1998

FORTIS INVESTORS, INC. (OAKDALE MN)

AZ

09/07/1994 - 08/02/1995

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

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Licenses & Designations

BC

Issued 06/22/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Ray Cornwell.
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