Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Beck is a financial advisor who has been working in the industry since 1997. Thomas is a registered representative and investment advisor representative with The Strategic Financial Alliance, Inc. Thomas has also worked with several other firms including Financial Telesis Inc, LPL Financial LLC, Associated Securities Corp., FSC Securities Corporation, Nationwide Investment Services Corporation, American Skandia Marketing, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/20/2014 - Present
THE Strategic Financial Alliance, Inc. (LARKSPUR CA)
CA
01/06/2012 - 08/15/2014
FINANCIAL TELESIS INC (SAN FRANCISCO CA)
CA
09/08/2009 - 01/09/2012
LPL FINANCIAL LLC (SAN FRANCISCO CA)
CA
01/02/2009 - 09/08/2009
ASSOCIATED SECURITIES CORP. (SAN FRANCISCO CA)
CA
05/01/2006 - 12/31/2008
FSC SECURITIES CORPORATION (SAN FRANCISCO CA)
OH
11/01/2002 - 04/24/2006
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
CT
06/11/1998 - 04/16/2002
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
NY
06/20/1995 - 01/04/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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