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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Randolph Johnston is a financial advisor with over 29 years of experience in the industry. Johnston holds a Series 7 and Series 63 license through FINRA. He has a Certified Financial Planner designation and is currently registered with Morgan Stanley. Johnston specializes in providing financial advice to individuals, businesses, investment companies, pension plans, charitable organizations and insurance companies. His clients range from individuals with high net worth to pooled investment vehicles and state or municipal government entities. Johnston also holds an active Uniform Investment Adviser Law Examination and has been registered as an Investment Advisor Representative since 2021. Prior to joining Morgan Stanley, Johnston was employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Bank of America, N.A.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
10/01/2021 - Present
Morgan Stanley (Gainesville GA)
GA
09/08/1993 - 10/04/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GAINESVILLE GA)
IA
Issued 08/24/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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