Unclaimed
Thomas Randolph Hurt is an experienced investment advisor representative with over 30 years of experience in the financial services industry. Thomas has a comprehensive understanding of the financial markets and a strong track record of success in helping clients achieve their financial goals. Thomas is currently registered with Osaic Wealth, Inc. and is licensed to provide investment advisory services in California, Connecticut, Florida and Texas. Thomas holds a variety of licenses and certifications, including Series 7, Series 22, Series 24, Series 26, Series 62, Series 63 and Series 65. Thomas is dedicated to providing personalized and comprehensive financial planning and investment management services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (Carlsbad CA)
CA
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Carlsbad CA)
TN
05/15/2014 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (KNOXVILLE TN)
CT
05/11/2004 - 05/27/2014
WRP INVESTMENTS, INC. (WALLINGFORD CT)
MA
06/22/1995 - 05/11/2004
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
PA
07/16/1991 - 05/11/1995
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 09/01/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 09/19/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1992
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/10/1992
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/15/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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