Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Randolph Fox is a financial advisor with over 15 years of experience in the industry. Thomas is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Previously, Thomas was associated with T. Rowe Price Investment Services, Inc.. Thomas holds Series 6, 7 and 66 securities licenses. Thomas also holds the SIE exam. Thomas specializes in providing financial advice to individuals, corporations, and charitable organizations. In addition to investment management, Thomas provides financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/26/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TARPON SPRINGS FL)
FL
11/25/2010 - 07/11/2016
T. ROWE PRICE INVESTMENT SERVICES, INC. (TAMPA FL)
FL
10/04/2005 - 03/06/2008
T. ROWE PRICE INVESTMENT SERVICES, INC. (TAMPA FL)
BOTH
Issued 01/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/30/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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