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Thomas Randello

Kovack Advisors, Inc.

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About Thomas Randello

Thomas Randello is a financial advisor with Kovack Advisors, Inc. Thomas has been in the industry since 2001. Kovack Advisors, Inc. is a firm that provides investment advice and financial planning. Kovack Advisors, Inc. is registered with the SEC and is also registered with the state of New Jersey and New York. The firm has over 1602 clients with approximately $4.3 billion in assets under management. The firm provides investment advice and financial planning for individuals, corporations, and institutions. The firm also offers services such as portfolio management and retirement planning.

Firm Information

Thomas Randello is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Randello’s Registration & Firm History

FL

09/02/2021 - Present

Kovack Advisors, Inc. (FT. LAUDERDALE FL)

SC

08/31/2004 - 11/23/2005

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

NY

03/13/2001 - 08/06/2004

PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)

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Licenses & Designations

IA

Issued 09/24/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/19/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Thomas Randello. Review regulatory record here.
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