Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McCoy is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with MML Investors Services, LLC and has offices in Marshalltown, IA. Thomas has a variety of experience in the financial services industry, having previously worked with Northwestern Mutual Investment Services, LLC and Robert W. Baird & Co. Incorporated. Thomas holds Series 6, 63 and 65 licenses as well as the SIE. Thomas specializes in providing financial planning, asset allocation programs, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IA
09/12/2016 - Present
MML Investors Services, LLC (Marshalltown IA)
IA
04/06/1987 - 05/11/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MARSHALLTOWN IA)
WI
07/18/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 11/16/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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