Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Smith is a financial professional with over 15 years of experience in the financial services industry. Thomas holds a Series 6, Series 26, and Series 63 license. Thomas has been registered with PFS Investments Inc. since October 2007. PFS Investments Inc. is a financial firm that offers a variety of financial services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MS
10/29/2007 - Present
PFS Investments Inc. (HATTIESBURG MS)
BC
Issued 01/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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