Unclaimed
Thomas Hokr is a financial advisor with over 39 years of experience in the financial services industry. Thomas is currently registered with Osaic Wealth, Inc. and MHS Advisory Services, LLC. Thomas has a strong background in financial planning, portfolio management, and insurance. Thomas is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
11/07/2018 - Present
Osaic Wealth, Inc. (MAPLE GROVE MN)
MN
03/06/2015 - 11/02/2018
SIGNATOR INVESTORS, INC. (Minnetonka MN)
MN
09/15/2010 - 03/11/2015
INVESTORS CAPITAL CORP. (BLOOMINGTON MN)
MN
03/07/1995 - 09/27/2010
LPL FINANCIAL CORPORATION (MAPLE GROVE MN)
AZ
09/23/1993 - 03/08/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CA
03/05/1990 - 10/11/1993
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
02/29/1984 - 03/14/1990
CIGNA SECURITIES, INC.
PA
02/28/1984 - 03/14/1990
CIGNA SECURITIES, INC. (RADNOR PA)
BOTH
Issued 02/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1993
Series 7 - General Securities Representative Examination
BC
Issued 06/08/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/28/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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