Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ralph Clark is an active investment advisor representative with Sowell Management. Thomas has been in the financial services industry since 1969, and holds Series 1, Series 63 and Series 65 licenses. Thomas has worked with a number of firms throughout his career, including International Assets Advisory, LLC and Dinosaur Financial Group, L.L.C. Thomas specializes in providing financial planning, portfolio management for individuals and selection of other advisors. Thomas is also a licensed insurance agent and owner of Compensation Designs, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
09/29/2016 - Present
Sowell Management (West Des Moines IA)
IA
07/22/2016 - 12/31/2016
INTERNATIONAL ASSETS ADVISORY, LLC (WEST DES MOINES IA)
IA
06/15/2016 - 07/18/2016
DINOSAUR FINANCIAL GROUP, L.L.C (West Des Moines IA)
IA
10/02/2002 - 06/07/2016
VSR FINANCIAL SERVICES, INC. (WEST DES MOINES IA)
IA
08/17/2000 - 10/03/2002
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
CT
10/14/1998 - 08/22/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
KS
03/18/1994 - 10/15/1998
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
MA
12/29/1982 - 03/31/1994
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
12/14/1981 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
03/26/1969 - 12/16/1982
BLC EQUITY SERVICES CORPORATION
IA
Issued 07/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1969
Series 1 - Registered Representative Examination
Active
Inactive
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