Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Thalman is an Investment Advisor Representative with Colorado Financial Service Corp. Thomas has been in the industry since June 1, 1995 and has experience with various firms such as Edward Jones and Cambridge Investment Research, Inc. Thomas has expertise in financial planning, portfolio management for individuals, and selection of other advisers. Thomas holds Series 6, 7, 63 and 65 licenses along with the SIE certification. Thomas also is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
09/07/2023 - Present
Colorado Financial Service Corp. (CENTENNIAL CO)
NC
02/10/2012 - 09/17/2021
CAMBRIDGE INVESTMENT RESEARCH, INC. (Raleigh NC)
NC
06/29/2005 - 02/13/2012
LINCOLN FINANCIAL ADVISORS CORPORATION (RALEIGH NC)
IN
06/29/2005 - 05/23/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MO
04/23/1997 - 06/22/2005
EDWARD JONES (ST. LOUIS MO)
TX
07/25/1995 - 04/01/1997
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
05/02/1995 - 07/20/1995
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 10/18/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/01/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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