Unclaimed
Thomas R. Spangler is a financial advisor associated with Raymond James Financial Services, Inc., a registered broker-dealer firm, and Carillon Fund Distributors, Inc. and Sumridge Partners, LLC, which are also registered broker-dealers. Thomas has been in the financial industry since December 6, 2023. Thomas holds the Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/05/2024 - Present
Raymond James Financial Services, Inc. (ST PETERSBURG FL)
BC
Issued 12/07/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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