Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas R. Quinn is a financial advisor currently registered with LPL Financial LLC. Thomas has been in the industry since March 11, 1998. Thomas is licensed to offer securities and investment advisory services in several states, including Pennsylvania, Texas, and others. Thomas holds multiple licenses and certifications, including Series 7, Series 63, Series 55, and Series 65. In addition to his current role at LPL Financial LLC, Thomas has worked with several other firms throughout his career, including Sorrento Pacific Financial, LLC, SCOTTRADE, INC., WELLS FARGO ADVISORS, LLC, ALLSTATE FINANCIAL SERVICES, LLC, and others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
04/05/2021 - Present
LPL Financial LLC (KENNETT SQUARE PA)
PA
06/14/2016 - 03/29/2017
SCOTTRADE, INC. (LANGHORNE PA)
PA
02/02/2015 - 05/06/2016
SORRENTO PACIFIC FINANCIAL, LLC (KIMBERTON PA)
PA
08/16/2013 - 06/04/2014
WELLS FARGO ADVISORS, LLC (KING OF PRUSSIA PA)
PA
04/05/2012 - 06/28/2013
ALLSTATE FINANCIAL SERVICES, LLC (JEFFERSONVILLE PA)
PA
09/01/2009 - 10/11/2010
MORGAN STANLEY SMITH BARNEY (BLUE BELL PA)
PA
11/19/2007 - 04/16/2009
NOVA CAPITAL MARKETS, LLC (WEST CONSHOHOCKEN PA)
NJ
10/26/2006 - 01/31/2007
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (FAIRLAWN NJ)
NJ
11/06/2001 - 11/24/2004
MILLENNIUM BROKERAGE, L.L.C. (CHATHAM NJ)
NY
07/06/1992 - 08/24/2001
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
IA
Issued 10/02/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/01/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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