Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kirby is a financial advisor registered with LPL Financial LLC in Glen Allen, VA. Thomas has over 24 years of experience in the industry and has held prior positions with Momentum Independent Network Inc., Stifel, Nicolaus & Company, Incorporated, B. C. Ziegler and Company, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Thomas is a Series 66, 7, 9, 10, 31 and SIE licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
05/06/2024 - Present
LPL Financial LLC (GLEN ALLEN VA)
VA
06/25/2020 - 05/07/2024
MOMENTUM INDEPENDENT NETWORK INC. (Glen Allen VA)
VA
03/16/2018 - 07/06/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (RICHMOND VA)
VA
08/31/2012 - 03/16/2018
B. C. ZIEGLER AND COMPANY (GLEN ALLEN VA)
VA
06/01/2009 - 09/11/2012
MORGAN STANLEY SMITH BARNEY (RICHMOND VA)
VA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RICHMOND VA)
VA
04/20/2000 - 04/02/2007
MORGAN STANLEY DW INC. (RICHMOND VA)
BOTH
Issued 05/12/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/23/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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