Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Janke is a financial advisor at UBS Financial Services Inc. Thomas has been in the financial services industry since 1985 and is registered in Pennsylvania. Thomas has a strong background in investments, having passed Series 3, 7 and 63 exams, and is also licensed to provide investment advice under the Uniform Investment Adviser Law Examination. Thomas has experience working with both individuals and businesses. Previously, Thomas worked at Donaldson, Lufkin & Jenrette Securities Corporation and Alex. Brown & Sons Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PA
04/19/2002 - Present
UBS Financial Services Inc. (PHILADELPHIA PA)
NJ
05/21/1993 - 05/29/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
05/21/1990 - 05/21/1993
ALEX. BROWN & SONS INCORPORATED
NY
03/19/1985 - 06/11/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 10/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1985
Series 3 - National Commodity Futures Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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