Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Preston Falter is an Investment Advisor Representative registered with Sound Income Strategies, LLC and has been in the industry since 1981. Thomas is a Registered Investment Advisor and has a Series 6, 62, 63, 65, and 26 license. Thomas holds an active Series 65 registration with the state of West Virginia. Thomas also owns North American Financial, a fixed insurance business and North American Sporting, a non-investment related business. Thomas provides advisory services such as portfolio management for individuals and investment companies, financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WV
08/16/2019 - Present
Sound Income Strategies, LLC (Weirton WV)
NY
03/21/2020 - 09/01/2020
PINNACLE INVESTMENTS, LLC (EAST SYRACUSE NY)
WV
06/28/2019 - 08/13/2019
PINNACLE INVESTMENTS, LLC (NEW CUMBERLAND WV)
WV
10/27/2016 - 07/10/2019
ESSEX SECURITIES LLC (New Cumberland WV)
WV
10/03/2016 - 11/11/2016
CETERA ADVISORS LLC (NEW CUMBERLAND WV)
WV
01/03/1997 - 10/03/2016
INVESTORS CAPITAL CORP. (NEW CUMBERLAND WV)
CA
06/01/1996 - 12/31/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
SD
01/05/1996 - 06/01/1996
NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)
GA
09/08/1995 - 01/15/1996
WMA SECURITIES, INC. (DULUTH GA)
SD
03/25/1992 - 09/27/1995
NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)
GA
07/21/1983 - 05/14/1991
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 09/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2000
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/20/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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