Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Preston Brashear is an investment advisor representative with Sunbelt Securities, Inc. with over 30 years of experience in the financial services industry. Thomas is licensed to conduct business in Alaska, Arkansas, Georgia, Illinois, Kansas, Michigan, Mississippi, New Mexico, North Carolina, Ohio, Oklahoma, Tennessee, Texas, and Utah. Thomas's experience includes working with high net worth individuals, corporations, and pension and profit sharing plans. Thomas is also an Investment Advisor Representative with Sunbelt Securities, Inc. and is registered in New Mexico and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
12/15/2010 - Present
Sunbelt Securities, Inc. (DALLAS TX)
TX
12/08/2006 - 12/31/2010
EVOLVE SECURITIES, INC. (DALLAS TX)
TX
01/16/1995 - 12/12/2006
SOUTHWEST SECURITIES, INC. (DALLAS TX)
NY
07/31/1993 - 01/31/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
01/24/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 06/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/05/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1989
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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