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Thomas Pownall Billings

Compass Point Research & Trading, LLC

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About Thomas Pownall Billings

Thomas Billings is a financial advisor with over 15 years of experience in the industry. Thomas is currently registered with Compass Point Research & Trading, LLC and holds licenses Series 7, Series 63, Series 82TO, and SIE. Thomas has previously worked for FRIEDMAN, BILLINGS, RAMSEY & CO., INC. in Arlington, Virginia. Thomas is licensed in District of Columbia, Maryland, New York and Virginia.

Firm Information

Thomas Billings is currently registered with Compass Point Research & Trading, LLC. Compass Point Research & Trading, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in 33 states.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Billings’s Registration & Firm History

DC

10/31/2020 - Present

Compass Point Research & Trading, LLC (WASHINGTON DC)

VA

09/30/2005 - 01/11/2008

FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (ARLINGTON VA)

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Licenses & Designations

BC

Issued 11/14/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/30/2020

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/06/2020

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Pownall Billings.
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