Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Povinelli is a financial advisor who has been in the industry since 1985. Thomas is currently registered as a Registered Representative with Osaic Wealth, Inc. Thomas is licensed in Alabama, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, and Wisconsin. Thomas has passed the Series 6, 7, 24, 51, 63, and 66 exams. Thomas also provides financial planning services, pension consulting, educational seminars, and selection of other advisers to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
07/28/2023 - Present
Osaic Wealth, Inc. (OLD GREENWICH CT)
AZ
12/02/2002 - 12/09/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
07/14/1999 - 12/02/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
06/24/1999 - 07/14/2000
NORTH RIDGE SECURITIES CORP. (MELVILLE NY)
AZ
11/19/1989 - 07/02/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
07/01/1994 - 02/25/1998
JT SECURITIES INC. (GREAT NECK NY)
NA
03/17/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
01/22/1985 - 05/26/1988
EQUICO SECURITIES, INC.
NA
01/22/1985 - 05/23/1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 08/22/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/30/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 01/21/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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