Unclaimed
Thomas Porter is a financial professional with over 10 years of experience in the industry. Thomas is currently registered with Goldman Sachs & Co. LLC in New York, NY and has previously worked with BARCLAYS CAPITAL INC. Thomas holds the Series 63, Series 24, SIE, and Series 79 licenses. Thomas is a Series 24 principal and has experience in Investment Banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
03/16/2022 - Present
Goldman Sachs & Co. LLC (NEW YORK NY)
NY
11/11/2019 - 07/22/2021
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/09/2010 - 08/08/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 01/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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