Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Labelle is a financial advisor with Northland Securities, Inc. based in Minneapolis, Minnesota. Thomas has been working in the financial services industry since April 2000. He is registered in Minnesota and Iowa as an Investment Advisor Representative and is also registered in 37 other states as a Broker-Dealer representative. Thomas has passed several industry exams including the Series 7, 31, 63, and 66. Thomas holds the SIE exam designation. He is a registered representative with Northland Securities, Inc. His background includes experience at U.S. BANCORP PIPER JAFFRAY INC. and Morgan Stanley & Co. Incorporated. Thomas is also a rental property owner/manager and is involved in crypto mining. He works with clients of all types, including high-net-worth individuals, individuals other than high-net-worth, charitable organizations, and pension and profit-sharing plans. Thomas offers financial planning, research services, and investment management services. He has been with Northland Securities, Inc. since October 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
1
2
MN
11/04/2013 - Present
Northland Securities, Inc. (MINNEAPOLIS MN)
MN
06/01/2009 - 10/02/2009
MORGAN STANLEY SMITH BARNEY (WAYZATA MN)
MN
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WAYZATA MN)
MN
01/01/2007 - 04/02/2007
MORGAN STANLEY DW INC. (WAYZATA MN)
MN
04/07/2000 - 12/12/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BOTH
Issued 02/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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