Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Espy is a registered investment advisor representative with &partners. Thomas has over 30 years of experience in the financial services industry. He has a wide range of experience in the securities industry, including investment banking, commodities, and general securities. Thomas is also a registered investment advisor in Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
TN
05/22/2014 - Present
&partners (NASHVILLE TN)
NY
05/09/2013 - 08/06/2013
ARCADIA SECURITIES, LLC (NEW YORK NY)
NY
08/26/2010 - 05/13/2011
ARCADIA SECURITIES, LLC (NEW YORK NY)
CO
04/17/2009 - 08/16/2010
SANDERS MORRIS HARRIS INC. (DENVER CO)
CO
12/07/1998 - 03/30/2009
STANFORD GROUP COMPANY (DENVER CO)
NY
12/11/1994 - 12/02/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
07/15/1993 - 12/15/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/12/1988 - 01/17/1992
SALOMON BROTHERS INC. (NEW YORK NY)
NA
10/02/1985 - 05/20/1988
OPPENHEIMER & CO., INC.
NA
05/25/1984 - 10/14/1985
THOMSON MCKINNON SECURITIES INC.
BOTH
Issued 05/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/04/1988
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Espy is the right advisor for you? Invested Better is here to help.
