Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Phillips is a securities professional with over 2 years of experience in the industry. Thomas is currently registered with Mizuho Securities USA LLC and is licensed to provide investment banking services in all 50 states and the District of Columbia. Previously, Thomas was employed by PPHB Securities LP in Houston, Texas. Thomas holds the Series 79TO, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/16/2023 - Present
Mizuho Securities USA LLC (HOUSTON TX)
TX
10/24/2022 - 10/13/2023
PPHB SECURITIES LP (HOUSTON TX)
BC
Issued 08/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Thomas Phillips is the right advisor for you? Invested Better is here to help.
