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Thomas Phillip Newton

Institutional Cash Distributors, LLC

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About Thomas Phillip Newton

Thomas Newton is a Reno, Nevada-based financial advisor with over 29 years of experience in the industry. Thomas has been with Institutional Cash Distributors, LLC since 2009, and has previously worked with Merriman Curhan Ford & Co., Scudder Investor Services, Inc., Scudder Distributors, Inc., Kemper Distributors, Inc., Mitchell Hutchins Asset Management Inc., Mid Atlantic Capital Corporation, Cantor Fitzgerald & Co., Concord Financial Group, Inc., and McLaughlin, Piven, Vogel Securities, Inc. Thomas is currently registered with FINRA and holds the Series 7, Series 24, and Series 63 licenses. Thomas has also passed the SIE Exam. Thomas currently holds active state registrations in Alaska, California, Hawaii, Indiana, Nevada, Utah, and Wyoming.

Firm Information

Thomas Newton is currently registered with Institutional Cash Distributors, LLC. Institutional Cash Distributors, LLC is a Limited Liability Company that was formed on August 8, 2008. The firm is registered in 51 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Newton’s Registration & Firm History

NV

12/17/2009 - Present

Institutional Cash Distributors, LLC (Reno NV)

CA

04/23/2003 - 04/30/2010

MERRIMAN CURHAN FORD & CO. (SAN FRANCISCO CA)

NY

02/13/2002 - 05/02/2003

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

IL

05/14/1999 - 11/08/2002

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

NA

12/11/1998 - 01/04/1999

KEMPER DISTRIBUTORS, INC.

NY

12/10/1998 - 12/11/1998

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

NY

05/05/1997 - 05/27/1998

MITCHELL HUTCHINS ASSET MANAGEMENT INC. (NEW YORK NY)

PA

03/13/1996 - 04/16/1997

MID ATLANTIC CAPITAL CORPORATION (PITTSBURGH PA)

NY

11/08/1995 - 04/26/1996

CANTOR FITZGERALD & CO. (NEW YORK NY)

MD

09/24/1992 - 06/07/1995

CONCORD FINANCIAL GROUP, INC. (BETHESDA MD)

NY

05/24/1991 - 06/11/1992

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/09/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Phillip Newton.
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