Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Laporte is a financial advisor registered with Stifel, Nicolaus & Company, Inc. Thomas has been in the industry since 1976 and has experience in various financial services, including investment advisory, securities brokerage, and investment banking. Thomas is licensed to offer investment advisory services in Texas and has various securities licenses. Thomas offers a variety of financial planning services, including portfolio management, investment advice, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
09/24/2018 - Present
Stifel, Nicolaus & Company, Inc. (PHOENIX AZ)
AZ
04/18/2007 - 10/10/2018
RAYMOND JAMES & ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
02/22/2002 - 04/24/2007
ROBERT W. BAIRD & CO. INCORPORATED (SCOTTSDALE AZ)
MN
01/16/1997 - 03/08/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
08/30/1993 - 01/17/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/24/1978 - 08/18/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/22/1976 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
IA
Issued 03/30/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/05/1984
Series 4 - Registered Options Principal Examination
BC
Issued 12/17/1979
Series 12 - NYSE Branch Manager Examination
BC
Issued 11/15/1979
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 02/06/1979
PC - AMEX Put and Call Exam
BC
Issued 10/16/1976
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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