Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Phillip Brown is a financial professional with over four decades of experience in the industry. Thomas is currently registered with Stifel, Nicolaus & Company, Inc. Prior to joining Stifel, Nicolaus & Company, Inc., Thomas was employed by ROBERT W. BAIRD & CO. INCORPORATED, PRUDENTIAL SECURITIES INCORPORATED and E. F. HUTTON & COMPANY INC. Thomas is a Series 7 and Series 63 licensed professional and holds the SIE designation. Thomas is a licensed securities professional in 18 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
05/27/2005 - Present
Stifel, Nicolaus & Company, Inc. (PORTAGE MI)
WI
08/19/1991 - 06/03/2005
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NY
10/12/1987 - 08/19/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/23/1980 - 10/29/1987
E. F. HUTTON & COMPANY INC
BC
Issued 10/15/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Brown is the right advisor for you? Invested Better is here to help.
