Unclaimed
Thomas Pistolas is a securities professional with over 10 years of experience in the industry. Thomas is currently registered with Seaport Global Securities LLC, a firm with offices in Greenwich, CT, and New York, NY. Thomas has a strong track record of success in the financial services industry, having previously worked at Morgan Stanley & Co. LLC and BNP Paribas Securities Corp. Thomas holds a Series 7 and Series 63 license, as well as the SIE Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
06/05/2017 - Present
Seaport Global Securities LLC (GREENWICH CT)
NY
07/02/2014 - 05/30/2017
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
03/05/2010 - 06/26/2014
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 03/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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