Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Befumo is an Investment Advisor Representative at Osaic Wealth, Inc.. Thomas has over 40 years of experience in the financial services industry. Thomas is registered with FINRA and the state of California and Texas. Thomas has a Series 63, 65, 26, 7, and 6 licenses. Thomas specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/24/2025 - Present
Osaic Wealth, Inc. (Foster City CA)
CA
02/26/2014 - 12/17/2015
PRUCO SECURITIES, LLC. (SAN FRANCISCO CA)
NY
03/07/2011 - 10/28/2013
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
10/02/2006 - 09/17/2009
NPB FINANCIAL GROUP, LLC (SAN MATEO CA)
CA
03/25/2002 - 10/03/2006
CAPITAL ANALYSTS, INCORPORATED (BURLINGAME CA)
MA
07/03/2001 - 03/19/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/03/2001 - 03/19/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
DE
06/05/1997 - 06/05/2001
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MA
03/25/1993 - 06/23/1997
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
IN
02/07/1986 - 05/05/1993
PHILADELPHIA LIFE ASSET PLANNING COMPANY (CARMEL IN)
NJ
06/12/1987 - 02/06/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
12/17/1979 - 12/23/1985
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
IA
Issued 08/01/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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