Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McHugh has been a securities professional since 2002. He is currently registered with Newedge Securities, Inc. and has experience with Sungard Brokerage & Securities Services, LLC, Sungard Institutional Brokerage Inc., and Assent LLC. Thomas McHugh is licensed to conduct business in Alabama, Colorado, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Michigan, Missouri, New Hampshire, New York, Ohio, Pennsylvania, South Dakota, Tennessee, and Virginia. He holds the Series 63, SIE, Series 55, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
05/01/2012 - Present
Newedge Securities, Inc. (ST. LOUIS MO)
IL
10/01/2011 - 04/30/2012
SUNGARD BROKERAGE & SECURITIES SERVICES, LLC (GENEVA IL)
MO
04/05/2002 - 09/30/2011
SUNGARD INSTITUTIONAL BROKERAGE INC. (ST. LOUIS MO)
IL
07/13/2010 - 07/05/2011
ASSENT LLC (BOLINGBROOK IL)
BC
Issued 02/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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