Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Horning is a financial advisor at American Century Investment Services Inc. Thomas has over 20 years of experience in the financial services industry and is registered with the Financial Industry Regulatory Authority (FINRA). Thomas holds the Series 3, 7, 30, and 31 licenses, as well as the SIE, and the Series 66. Thomas is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/19/2017 - Present
American Century Investment Services Inc. (NEW YORK NY)
NY
09/04/2007 - 12/21/2016
MBSC SECURITIES CORPORATION (New York NY)
NY
01/27/2006 - 09/05/2007
BNY INVESTMENT CENTER INC. (NEW YORK NY)
NY
05/10/2004 - 11/29/2004
FRED ALGER & COMPANY, INCORPORATED (NEW YORK NY)
NY
05/25/2001 - 02/23/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 06/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/26/2013
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/14/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Horning is the right advisor for you? Invested Better is here to help.
